- Truist (Doral, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Ponte Vedra Beach, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Wells Fargo (Coral Gables, FL)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Ally (Tallahassee, FL)
- …* Experience processing client service requests a full service retail brokerage environment. * Strong communicator who can effectively process ... your opportunities be, too? **The Opportunity** The Ally Invest Trading and Client Service Representative is responsible for providing exceptional customer … more
- HSBC (Aventura, FL)
- …assisting them to reach the necessary channels to meet their needs.Building an ongoing client relationship based on value and service is critical to being ... assigned portfolio + Support **Wealth Relationship Managers** to manage client contact and service , including, in the...representative + Enter orders for clients and opens new client accounts at the direction of the registered… more
- TD Bank (Tampa, FL)
- …assists in the regulatory oversight for TD Private Client Wealth,(TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth ... and trades executed in the TDPCW Broker Dealer and Registered Investment Advisor, as well as our fixed annuity...adherence to all applicable FINRA and SEC rules regarding client accounts including Regulation Best Interest and FINRA suitability… more